Top Ten Things You Need to Know About Characters

Scarlett210. Characters are how  readers connect to story

I’ve read books about the history of eras, and while interesting, they are nothing compared to a good biography (I’m currently reading H. W. Brands’ biography of Andrew Jackson). Why? Because we are more fascinated with people than epochs. (I once heard history described as “biography on a timeline.”)

We all love twisty turny plots, chases, love, hate, fights, freefalls––all of that. But unless readers connect to character first, none of that matters.

9. On the other hand, character without plot is a blob of glup

Contrary to what some believe, a novel is not “all about character.” To prove the point, let’s think about Scarlett O’Hara. Do you want 400 pages of Scarlett sitting on her front porch, flirting? Going to parties and throwing hissy fits? I didn’t think so. What is it that makes us keep watching Scarlett? A little thing called the Civil War.

A novel is not a story until a character is forced to show strength of will against the complications of plot. Plot brings out true character, rips off the mask, and that’s what readers really want to see.

“Blob of glup,” by the way, is a term I remember from my mom reading me The Thirteen Clocks by James Thurber. I always thought it quite descriptive.

8. Lead characters don’t have to be morally good, just good at something

Two of the most popular books in our language are about negative characters. I define a negative character as one who is doing things that the community (theirs, and ours) do not approve of, that harm other people. A Christmas Carol has Scrooge, and Gone With the Wind has Scarlett. Why would a reader want to follow them?

Two reasons: They want to see them redeemed, or they want to see them get their “just desserts.”

The trick to rendering a negative Lead is to show, early, a capacity for change. When Scrooge is taken back to his boyhood, we see in him, for the first time, some compassionate emotion. Maybe he’s not a lost cause after all!

Or show that the negative character has strength, which could be an asset if put to good use. Scarlett has grit and determination (fueled by her selfishness) and just dang well gets things done. We admire that, and hope by the end of the book she’ll turn it to something that actually helps those in her world. She does, but by then it’s too late. Rhett just doesn’t give a damn.

7. Characters need backstory before readers do

Yes, you have to know your character’s biography, at least the high points. One question I like to ask is what happened to the character at sixteen? That’s a pivotal, shaping year (unless your character actually is sixteen, in which case I’d go to age eight).

But you don’t have to reveal all the key information to readers up front. In fact, it’s good to withhold it, especially a secret or a wound. Show the character behaving in a way that hints at something from the past, currents below the surface. Why does Rick in Casablanca stick his neck out for nobody? Why does he play chess alone? Why doesn’t he protect Ugarte? Why doesn’t he love Paris? We see him act in accord with these mysteries, and don’t get answers until well into the film.

6. But readers want to know a little something about the character they’re following

Against the advice that you should have absolutely zero backstory in the first fifty pages, I say do what Stephen King, Dean Koontz, Michael Connelly and most every bestselling novelist does: sprinkle in bits of backstory in the opening pages. But only what is necessary to help readers bond to character.

A rule of thumb I give in my workshops is this: In the first ten pages, you can have three sentences of backstory, used all together or spread out. In the next ten pages, you can have three paragraphs of backstory, used all together or spaced out. This will force you to examine closely what you include, saving the rest for later, and letting the story get cracking.

5. Memorable characters create cross-currents of emotion in the reader

We all know about inner conflict. A character is unsure about what he’s about to do, and there’s an argument in his heart and soul, giving him reasons both for and against the action. That’s good stuff, and one way to get there is to identify the fear a character feels in each scene.

But to create even greater cross-currents of emotion in the reader, consider having the character do something the absolute reverse of what the reader expects. Brainstorm ideas for this, and you’ll often find a great one down the list, beyond your predictability meter. Put that action in. Write it. Have other characters react to it.   

Only then find a way to justify the behavior, and work that into your material.

It was E. M. Forster, in Aspects of the Novel, who defined “round” (as opposed to “flat”) characters as those who are “capable of surprising us in a convincing way.”

4. Great villains are justified, at least to themselves

The antagonist (or as I like to put it, the Opponent) is someone who is dedicated to stopping the Lead. It does not have to be a villain, or “bad guy.” It just has to be someone on the other side of one definition of plot: two dogs and one bone.

When you do have a bad guy opponent, don’t fall into the trap of painting him with only one color. The pure-evil villain is boring and manipulative, and readers won’t fall for it. You’re also robbing them of a deeper reading experience (for which they’ll thank you by looking for your next book).

One exercise I give in workshops is the opponent’s closing argument. Pretend they have to address a jury and justify their actions. They are not going to argue, “Because I’m just a bad guy. I’m a psycho. I was born this way!” No bad guy thinks he’s bad. He thinks he’s right.

Make that argument. Weave the results into your book.

3. Don’t waste your minor characters

One of the biggest mistakes I see new writers make is putting stock characters into minor roles: The burly bartender, wiping glasses behind the bar; the boot-wearing, cowboy-hat-sporting, redneck truck driver; the saucy, wise-cracking waitress.

Instead, give each minor character something to set him or her apart from the stereotype. Think of:

• Going against type (a female truck driver, for example)

• An odd tick or quirk

• A distinct speaking style

Use minor characters as allies or irritants. Even those who have only one scene. A doorman, for example. Instead of his opening the door for your Lead, have him give the Lead a hard time. Or have your Lead in a hurry but the cab driver is lethargic and chatty.

A little time spent on spicing up minor characters will add mounds of reading pleasure to your readers.

2. Great characters delight us

When I ask people to name their favorite books or movies, and then ask why, it’s invariably because of one great character. As good as Harrison Ford is in The Fugitive, people always mention Tommy Lee Jones, and even his famous line, “I don’t care!”

The Silence of the Lambs? Two great characters. The absolutely unforgettable Hannibal Lecter, and the insecure but dogged trainee, Clarice Starling. Lecter delights us (because we are all a little twisted) with his wit, deviousness, and dietary habits. Clarice delights us because she’s the classic underdog who fights both professional and personal demons.

1. Great characters elevate us

Truly enduring characters end up teaching us something about humanity and, therefore, about ourselves. They elevate us. And that is true even if the character is tragic. As Aristotle pointed out long ago, the tragic character creates catharsis, a purging of the tragic flaw, thus making us better by subtraction.

On the positive side, I think of Harry Bosch and Atticus Finch, both on a seemingly impossible quest for justice. I’m the better for reading about them, and those are the kinds of books I always read more than once.

On the negative side, I think of the aforementioned Scarlett O’Hara. We are pulling for her to do the right thing, to get with it, to join the community of the good. Then she goes off an marries some other guy she doesn’t love and uses him mercilessly. When she finally suffers the consequences of her actions we, too, are duly warned.

So, TKZers, when you think of an unforgettable character, who comes to mind? What is it about this character that moves you? Elevates you? Makes you want more of the same?

“Story. Dammit, story!”

John D. MacDonald typingIn his introduction to Stephen King’s first collection of short stories, Night Shift, John D. MacDonald explains what it takes to become a successful writer. Diligence, a love of words, and empathy for people are three big factors. But he sums up the primary element this way: “Story. Dammit, story!”

And what is story? It is, says MacDonald, “something happening to somebody you have been led to care about.”

I want to home in on that something happening bit. It is the soil in which plot is planted, watered, and harvested for glorious consumption by the reader. Without it, the reading experience can quickly become a dry biscuit, with no butter or honey in sight.

Mind you, there are readers who like dry biscuits. Just not very many.

MacDonald reminds us that without the “something happening” you do not have story at all. What you have is a collection of words that may at times fly, but end up frustrating more than it entertains.

I thought of MacDonald’s essay when I came across an amusing (at least to me) letter that had been written to James Joyce about his novel Ulysses. Amusing because the letter was penned by no less a luminary than Carl Jung, one of the giants of 20th century psychology.   

Here, in part, is what Jung wrote to Joyce (courtesy of Brain Pickings):

I had an uncle whose thinking was always to the point. One day he stopped me on the street and asked, “Do you know how the devil tortures the souls in hell?” When I said no, he declared, “He keeps them waiting.” And with that he walked away. This remark occurred to me when I was ploughing through Ulysses for the first time. Every sentence raises an expectation which is not fulfilled; finally, out of sheer resignation, you come to expect nothing any longer. Then, bit by bit, again to your horror, it dawns upon you that in all truth you have hit the nail on the head. It is actual fact that nothing happens and nothing comes of it, and yet a secret expectation at war with hopeless resignation drags the reader from page to page … You read and read and read and you pretend to understand what you read. Occasionally you drop through an air pocket into another sentence, but when once the proper degree of resignation has been reached you accustom yourself to anything. So I, too, read to page one hundred and thirty-five with despair in my heart, falling asleep twice on the way … Nothing comes to meet the reader, everything turns away from him, leaving him gaping after it. The book is always up and away, dissatisfied with itself, ironic, sardonic, virulent, contemptuous, sad, despairing, and bitter …

Now, I’m no Joyce scholar, and I’m sure there are champions of Ulysses who might want to argue with Jung and maybe kick him in the id, but I think he speaks for the majority of those who made an attempt at reading the novel and felt that “nothing came to meet them.”

I felt a bit of the same about the movie Cake, starring Jennifer Aniston. When the Oscar nominations came out earlier this year it was said that Aniston was “snubbed” by not getting a nod. I entirely agree. Aniston is brilliant in this dramatic turn.

The problem the voters had, I think, is that the film feels more like a series of disconnected scenes than a coherently designed, three-act story. The effect is that after about thirty minutes the film begins to drag, even though Aniston is acting up a storm. Good acting is not enough to make a story.

Just as beautiful prose is not enough to make a novel. Years ago a certain writing instructor taught popular workshops on freeing up the mind and letting the words flow. The workshops were good as far as they went, but this instructor taught nothing about plot or structure. Finally the day came when the instructor wrote a novel. It was highly anticipated, but ultimately tanked with critics and buyers. And me. As I suspected, there were passages of great beauty and lyricism, but there was no compelling plot. No “something happening to someone we have been led to care about.”

Of course, when beautiful prose meets a compelling character, and things do happen in a structured flow, you’ve got everything going for you. But prose should be the servant, not the master, of your tale.

Let me suggest an exercise. Watch Casablanca again. Pause the film every ten minutes or so, and ask:

1. What is happening?

2. Why do I care about Rick? (i.e., what does he do that makes him a character worth watching?)

3. Why do I want to keep watching?

You can analyze any book or film in this way and it will be highly instructive. You’ll develop a sense of when your own novel is bogging down. You can then give yourself a little Story. Dammit, story! kick in the rear.