Concept vs. Premise: The Inherent Opportunity in Understanding the Difference

Concept and Premise are two of the most common terms used to describe a story, often within a pitch or a review, less often within the lexicon of story development.

That’s a shame, too.  Because understanding the difference between them, and harnessing that difference to raise the conceptual essence of a premise, is a powerful storytelling tool.  One that differentiates a story within its genre, whatever the genre might be.

And perhaps even more exciting, this single thing can be the difference between a mid-shelf book and a bestseller.  Or between published and unpublished.  Because agents and writers are looking for home runs, and there is no quicker way around the bases than a high concept story, a story with a premise that is fueled by concept.

Here’s a quick example, with more right around the corner:

Two people fall in love in Florida.  This is premise that is as flat and almost completely void of concept.  The only thing about it is if you find the notion of a story set in Florida compelling.  If you don’t, and you’re an agent or an editor, you are already bored.

Two people fall in love in Florida, after they find out they are brother and sister torn apart in their infancy.  Ouch.  A button has already been pushed from this alone.  Because this is highly conceptual, it lends a more specific thematic arena to the story… even before we hear about the story itself.

Pay attention to that last line, because that is one of the criteria for a compelling premise: it doesn’t require a hero and a plot to be compelling.  It stands alone as a good idea.

Too many writers begin with the vagueness of the former, too often never landing on something compelling at all, telling just another love story that doesn’t stand out.

Thrillers are inherently conceptual.  

It is the unique story proposition that attracts us, unless we are talking about an established series hero (Jack Reacher, Alex Cross, James Bond, etc.), which becomes the drawing card first and foremost.  Most of us don’t have that kind of brand equity, leaving a conceptual story proposition as our most powerful story enrichment too.

And yet, “conceptual” is always a matter of degree and personal taste.  That’s where writing in a genre serves us, we already know the general direction of the tastes of prospective readers.  With thrillers, the more conceptual the better.

Relative to story development, concept, as it relates to premise, is the contextual framework for a story.  A notion that infuses the premise with compelling energy.  A proposition.  Any of which becomes the aforementioned contextual framework for the unfolding of a premise.

Too often editors and agents don’t really grasp or acknowledge the difference between concept and premise, with little lost to that truth.  And yet, concept and premise are the first things agents and editors look for in a story, over and above characterizations and writing voice.

Which means that when we, as writers, don’t grasp that difference, we are stepping over a potential gold mine, even if a premise alone can still get the attention you seek.  Better to have both story levels working for you, even if the agent never knows what hit her/him.

Not every story needs to be high concept.  Unless, once again, you are writing a thriller.  In our genre, the higher the better.  There’s not really such a thing as a cozy thriller. 

More examples of concepts… that are not yet a premise.

These coming from the real world of published novels and produced movies.

Before succinctly defining concept and premise, let’s look at some real-world examples, all taken from stories you might recognize.  Notice how, in each of these, there is no hero yet, no plot… nothing other than the conceptual framework itself.

 “Snakes on a plane.” (bad movie, but a great example of a concept… in this case, a proposition.  Nonetheless, a deal was made for the script on this 4-word pitch alone, solely on the compelling nature of the concept)

“The world will end in three days.” (a situation)

“Two morticians fall in love.” (an arena)

“What if you could go back in time and reinvent your life?” (a proposition)

“What if the world’s largest spiritual belief system is based upon a lie, one that its church has been protecting for 2000 years?” (a speculative proposition)

“What if a child is sent to earth from another planet, is raised by human parents and grows up with extraordinary super powers?” (a proposition)

“What if a jealous lover returned from the dead to prevent his surviving lover from moving on with her life?” (a situation)

“What if a paranormally gifted child is sent to a secret school for children just like him?” (a paranormal proposition)

“A story set in Germany as the wall falls.” (a historical landscape)

“A story set in the deep South in the sixties focusing on racial tensions and norms.”  (a cultural arena)

As we move into definitions and criteria, remember: concept is not premise.  Rather, it is the reason why your premise will compel readers.  Because it is compelling.  Fascinating.  Intellectually engaging.  Emotionally rich.  Imbued with dramatic potential.  It infuses the premise with something contextually rich, even before you add characters and a plot.

The Definition of Concept

Go back and apply these facets of definition to the examples provided, this will help solidify your understanding of the difference between concept and premise.

Concept is the presence of something conceptual at the heart of the story’s essence.

A concept is a central idea or notion that creates context for a story – often for a number of stories, not just your story – built from it.  Take Superman, for example.  Ten films, four television series, hundreds of graphic novels.  All inspired by one concept.  Each film, each episode and each edition all delivering different and unique premises.

A concept becomes a contextual framework for a story, without defining the story itself.  The notion of Superman, for example, becomes the framework within which each of those unique premises is built.  Same for any series story, each installment is driven by the same concept.  Ask Harry Potter where he came from… it is always the same origin framework.

It is an arena, a landscape, a stage upon which a story will unfold.  Every medical and legal thriller comes an example of this, the concept is the arena, a place dripping with inherent drama and theme.

It can be a proposition, a notion, a situation or a condition.  The Davinci Code is the poster child of a proposition… one that sold 82 million hardcovers and counting.

It can be a time or place, or a culture or a speculative imagining.  Historical fiction, anyone?  Science fiction?  Time travel?  Ghosts, vampires, spies, serial killers… all of these are speculations within a conceptual framework.

And none of them have stories yet.  Which means the premise is not yet on the page.

The Criteria for Concept

It is inherently, before character or plot, interesting, fascinating, provocative, challenging, engaging, even terrifying.

High concepts depart from the norm, they exist at the extreme edge of imagination and possibility.

Concepts promise a vicarious ride for the reader.  Taking them somewhere, or placing them into situations, that are not possible, realistic or even something they would choose in real life.

A concept can define the story world itself, create its rules and boundaries and physics, thus becoming a story landscape. (Example: a story set on the moon… that’s conceptual in it’s own right.)

In short, a concept is simply the compelling contextual heart of the story built from it.  It imbues the story atmosphere with a given presence.

It does not include a hero… unless the hero is, by definition, a conceptual creation (like  Superman; Clark Kent is not a concept, he is a character).  A story is built around the conceptual nature of its hero is leveraging the the compelling energy of that conceptual proposition.

When we read that agents and editors are looking for something fresh and new, concept is what they mean.  When a concept is familiar and proven – which is the case in romance and mystery genres especially – then fresh and new becomes the job of premise and character, as well as voice and narrative strategy.

Concept is often genre-driven. 

Literary fiction and some romance and mysteries aren’t necessarily driven by concept, yet they are totally dependent on a premise that gives their hero’s something to do.  Which can and should be conceptual in nature.

However, the sub-genres of romance – paranormal, historical, time travel, erotica, etc. – are totally concept-dependent.  Other genres, such as fantasy and science fiction and historical, are almost totally driven by and dependent upon concept.

If your concept is weak or too familiar within these genres, you have substantially handicapped your story already.

The Definition of Premise

Premise is NOT concept.  But it can be fueled by whatever is conceptual about the story (stated separately within a pitch as the story’s concept).  Premise is the summarized description of a story.  And when that story is considered fresh and powerful, premise  emerges from a conceptual landscape.

Concept is to premise as size, strength, speed and agility are to an athlete.  Without it, the story remains undistinguished, relying almost solely on its narrative to win or lose the day.

Premise is:

A protagonist/hero whose life is interrupted, disrupted or leads toward… a specific problem, need or opportunity… launching a quest with a mission and a desired outcome, beginning with a response to the need or problem… for reasons (stakes) that compel the character to respond, then resolve the issue… in the face of opposition from an antagonistic force or person(s) with opposing goals and their own motivations… calling for higher and stronger responses and course of action… leading toward brilliant and courageous resolution resulting from the Hero’s decisions and actions… leading toward a specific outcome, returning the hero to a life that is contextually different than where the story began.

A great story almost always has both concept and premise going for it.  Armed with this higher understanding, our emerging ideas and story visions are empowered to reach for a higher bar.

Ask any agent or editor, or reader, for that matter.  Outside of literary fiction and cozy mysteries, the more conceptual our stories, which arise from our premises, the better.

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About Larry Brooks

Larry Brooks writes about story craft, with three bestselling titles from Writers Digest Books. His book "Story Engineering" was recently named by Signaturereads.com to their list of the "#27 Best Books on Writing," in the #3 position. He also has released six thrillers from Penguin-Putnam and Turner Publishing. He blogs at www.storyfix.com and teaches at conferences and workshops nationally and internationally.

13 thoughts on “Concept vs. Premise: The Inherent Opportunity in Understanding the Difference

  1. Great post, Larry. The screenwriting side of me gets so mixed up sometimes, I wobble when I walk, what with so many disagreeing about what loglines actually are.

    I’m putting your post in two or three different places in my computer. (And, I e-mailed it to myself.)

    • You’re right… a logline, while usually conceptual, is actually yet another form of pitching tool. As in, when we mash two genres together (which seems to only to apply to the film business) by saying, “It’s The Good Wife meets Once Upon a Time… a lawyer witch story.”

      Anyhow, I appreciate your input!

  2. Thank you for presenting this in such an easy to understand format.

    Concepts seem to be easier for me but putting together a solid premise is where I seem to stumble in the dark a bit.

    • I hear you, Cindy. Concept is like telling the builder what style of house you want, and that you want to run a special room in a special place. Builder says, “Sure, great concept… now, where’s the blueprint?” The blueprint in the premise… because a premise is a condensation of the whole story plan/intention. Thanks for commenting today!

  3. Really good breakdown of difference between a solid concept and mere premise. Your post reminds me of the advice (oft repeated here at TKZ) that every writer should try writing the back copy for their book and if you can’t articulate it in one good paragraph, then maybe you need to re-examine the whole story.

    Right next to me on my bedside table are two books I picked up from the freebie tables at the Edgars this week. Both have pretty good back copy that illustrates how a concept can be made to sound compelling:

    Steve Hamilton’s The Second Life of Nick Mason (due out this month)
    Nick Mason has already spent five years inside a maximum security prison when an offer comes that will grant his release twenty years early. He accepts — but the deal comes at a terrible price. Now, back on the streets, Mason has a new house, a new car, money to burn, and a beautiful roommate. He’s returned to society, but he’s still a prisoner. Whenever his cell phone rings, Nick must answer it and follow whatever order he’s given….Forced to commit increasingly dangerous crimes, hunted by the relentless detective who put him behind bar, and desperate to to straight and rebuild his life with his daughter and ex-wife, Nick will ultimately risk everything — his family, his sanity, and even his life — to finally break free.

    Luckiest Girl Alive by Jessica Knoll (current bestseller and Edgar nominee)
    As a teenager at the prestigious Bradley School, Ani Fanelli endured a shocking, public humiliation that left her desperate to reinvent herself. Now, with a glamorous job, expensive wardrobe, and a handsome blue-blood fiance, she’s this close to living the perfect life she worked so hard to achieve. But Ani has a secret. There’s something else buried in her past, something painful and private that threatens to bubble to the surface and ruin everything. The question remains: Will breaking her silence destroy all she has worked for? Or will it, at long last, set Ani free?

    Strange how similar they are, no? Each is normal-person-was-this BUT THEN something happened to send them on a new life path. AND NOW THEY MUST…do what it takes to fight for some kind of redemption.

    There’s a formula here! 🙂

    • You wrote that they both desired to be free. To be set free from prison. To have the truth set her free. Freedom from the past. Redemption. I love stories of redemption. I think most of us do. We want a second chance.

    • Thanks for your take on this, and for the great examples. Not surprised that someone of your stature sees this concept/premise equation, not only clearly, but with respect for it.

  4. I’ve read many articles about premise and theme but never one about concept. For me, you have presented a different way of thinking about the definition of the term ‘concept’. Thank you very much. The examples given were especially helpful.
    The first definition of ‘concept’ in this post contains the word ‘conceptual’ within it, so I didn’t learn as much from it as I did from the definitions that followed it: “Concept is the presence of something conceptual at the heart of the story’s essence.”
    I think this is an important article, so I am going to print a copy it and keep it in my file.

    • Glad you found this helpful, Augustina. A great concept can make or break a novel in the eyes of an agent or editor, not to mention readers.

  5. Strange how similar they are, no? Each is normal-person-was-this BUT THEN something happened to send them on a new life path. AND NOW THEY MUST…do what it takes to fight for some kind of redemption.

    There’s a formula here!

    I’ve been teaching the BUT WHEN and NOW pitch for several years. It works. Every writer should put together an elevator pitch to help them form the strongest possible story! It would save them a lot of wasted effort….

  6. Amen, brother, it works, indeed. For some writers, “formula” is a dirty word… but there’s another take on it, one that is liberating. There are lines on the playing field, leaving us to play the game with infinite variety and creativity. The lines are what allow us to win. Thanks for adding to this, Jim.

  7. Pingback: Top Picks Thursday! For Readers and Writers 05-05-2016 | The Author Chronicles

  8. Love it! And especially that Premise statement that basically walks you step-by-step through what it takes to write a story. I’m definitely sharing this one.

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